SOVEREIGN SURETY, LLC — DISCLOSURES
Disclosures
Sovereign Surety, LLC ("Sovereign Surety" or the "Company") conducts offerings of debt securities pursuant to an exemption from registration under Rule 506(c) of Regulation D (the "Private Placement Offerings") of the Securities Act of 1933, as amended (the "Securities Act").
The securities offered by the Company consist of privately placed debt instruments, including revenue-linked notes (the "Notes"), issued by Sovereign Surety, LLC. The Company may, from time to time, conduct additional private placement offerings under Regulation D (collectively, the "Offerings").
No Offer or Solicitation
THIS COMMUNICATION DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION, OR SALE OF ANY SECURITY IN ANY JURISDICTION IN WHICH SUCH OFFERING, SOLICITATION, OR SALE WOULD BE UNLAWFUL.
Any offering is made only through definitive offering documents, including a private placement memorandum (together with any amendments or supplements thereto, the "Private Placement Memorandum").
Accredited Investors Only
The Private Placement Offerings are exempt from registration under the Securities Act and are available only to accredited investors, as defined in Rule 501 of Regulation D.
The Company will take reasonable steps to verify accredited investor status prior to accepting any subscription. Investors will be required to provide supporting documentation or third-party verification for this purpose.
Offering Documentation
The Private Placement Memorandum and related offering materials may be obtained directly from the Company upon request and only after completion of applicable investor qualification procedures.
Before investing, prospective investors should carefully review the Private Placement Memorandum, the Note Agreement, and all related offering documents.
General Solicitation
The Company may engage in general solicitation and general advertising in connection with the Offerings, which may occur through various means including, without limitation, the internet, digital media, social media platforms, presentations, seminars, webinars, and written communications.
Any investment decision will be made solely on the basis of the information contained in the applicable offering documents.
No Broker-Dealer Relationship
The Company does not utilize broker-dealers, placement agents, or registered representatives in connection with its private placement offerings unless expressly disclosed in the applicable offering documents. No sales commissions or finder's fees are paid unless specifically disclosed.
Risk Disclosure
Investing in the Company's securities involves a high degree of risk and should be undertaken only by persons or entities capable of bearing the economic risk of a total loss of their investment.
The Offerings are:
- speculative
- illiquid
- unsecured
- subject to substantial operational, geopolitical, regulatory, and commodity-price risks
Past performance is not indicative of future results. No assurance can be given that the Company's objectives will be achieved or that investors will receive any return of capital.
Material risk factors are described in detail in the Private Placement Memorandum.
No Investment Advice
Nothing contained on this website or in any Company materials constitutes legal, tax, accounting, or investment advice. Prospective investors should consult their own legal counsel, tax advisors, and financial professionals prior to making any investment decision.
Limitation of Information
The materials made available by the Company have been prepared solely for informational purposes and are based in part on assumptions, internal analyses, and information obtained from third-party sources believed to be reliable.
Such information:
- may not be complete
- has not been independently audited
- is subject to change without notice
The Company makes no representation or warranty, express or implied, as to the accuracy or completeness of any information and expressly disclaims liability arising from reliance on such information.
Forward-Looking Statements
Certain statements contained herein constitute "forward-looking statements," including statements regarding anticipated operations, financial performance, mineral production potential, market conditions, development timelines, and capital deployment.
Forward-looking statements are not guarantees of future performance and involve known and unknown risks, uncertainties, and assumptions that may cause actual results to differ materially from those expressed or implied.
The Company undertakes no obligation to update or revise forward-looking statements except as required by applicable law.
Mineral Resource Disclosure
References to mineral resources, production potential, or projected output reflect management's internal estimates and assumptions and are inherently uncertain.
Such estimates:
- do not constitute proven or probable reserves
- may differ materially from actual results
- are dependent on geological, regulatory, security, operational, and market factors
Actual mineral recovery, production volumes, and economic results may vary substantially.
Non-GAAP Financial Measures
The Company may present certain non-GAAP financial measures for informational purposes only. These measures are not prepared in accordance with U.S. generally accepted accounting principles ("GAAP") and should not be considered a substitute for GAAP financial measures.
Intellectual Property
All trademarks, trade names, service marks, logos, and related intellectual property displayed in the Company's materials are the property of Sovereign Surety, LLC or their respective owners. Use of third-party marks does not imply affiliation, sponsorship, or endorsement.
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